Important Disclosures

Web Site Access Policy

The entity listed below is collectively referred to as “D+WEP” in the document below:

Dauble Worthington Equity Portfolios

By accessing this site, you signify your agreement with and understanding of the following Terms of Use and Legal Information pertaining to both this site and any material contained herein. This site is offered to you conditioned on your acceptance without modification of the terms, conditions, and notices contained herein. Your use of this site constitutes your agreement to all such terms, conditions, and notices. D+WEP reserves the right to change the terms, conditions, and notices under which this site is offered.

D+WEP is an Indiana registered investment advisor located in Evansville, IN. D+WEP and its representatives are in compliance with the current filing requirements imposed upon Indiana registered investment advisors by those states in which D+WEP maintains clients. D+WEP may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. D+WEP’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of D+WEP’s web site on the Internet should not be construed by any consumer and/or prospective client as D+WEP’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by D+WEP with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of D+WEP, please contact the SEC or the state securities law administrators for those states in which D+WEP maintains a notice filing. A copy of D+WEP’s current written disclosure statement discussing D+WEP’s business operations, services, and fees is available from D+WEP upon written request. D+WEP does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to D+WEP’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by D+WEP) or product made reference to directly or indirectly by D+WEP in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

D+WEP’s asset management programs generally involve above-average portfolio turnover, which could negatively impact upon the net after-tax gain experienced in taxable accounts.

Certain portions of D+WEP’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, D+WEP’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from D+WEP or from any other investment professional. D+WEP are neither attorneys nor accountants, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to D+WEP’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from D+WEP, or from any other investment professional. Specific information contained in this site has been compiled based upon information obtained from sources D+WEP reasonably believes to be reliable. Such information has not been independently verified and no guarantee, representation or warranty, express or implied is made as to its accuracy, completeness or correctness. D+WEP reserves the right, in its sole discretion and without any obligation, to make improvements to, or correct any error or omissions in any portion of the content of this site and D+WEP shall have no obligation to notify you of any changes. D+WEP owns and maintains this site. Nothing in this site shall be construed as granting, by implication, estoppel or otherwise, any license or right to use any image, trademark, logo or service mark in the site. Anything that you transmit to this site becomes the property of D+WEP, may be used by D+WEP for any lawful purpose, and is further subject to disclosure as deemed appropriate by D+WEP, including to any legal or regulatory authority to which D+WEP is subject. D+WEP reserves all rights with respect to copyright and trademark ownership of all material contained in this site and will enforce such rights to the full extent of the law. This site is for your personal and non-commercial use. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, create derivative works from, transfer, or sell any information, software, products, or services obtained from this site. Links on this site may lead to services or sites not operated by Dauble Worthington Equity Portfolios and as such D+WEP takes no responsibility for such other sites or services.

Each client and prospective client agrees, as a condition precedent to his/her/its access to D+WEP’s web site, to release and hold harmless D+WEP, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from D+WEP. Website Privacy Statement:

Your privacy on

We want you to feel comfortable and secure when visiting our site. We are committed to this goal. To learn more about our goals and how we protect your privacy, please consider the following overview.

What information do you collect?

Information on is collected in two ways: (1) indirectly and anonymously (for example, through our site’s technology); and (2) directly (for example, when you provide information on various pages of the site). We collect information from you in a number of ways. One way is through the use of cookies. Cookies are small files of anonymous data, which save and retrieve information about your visit to – for example, how you entered our site, how you navigated through the site, and what information was of interest to you. We directly collect information when you voluntarily submit it to us. For example, by submitting an inquiry to our sales team, the non-anonymous information is limited to that which you provide within your inquiry.

How do you use this information?

We analyze it to determine what is most effective about our site, to help us identify ways to improve it, and eventually, to determine how we can tailor to make it more effective. By keeping your cookies on your PC enabled, we can continually adjust our web site to better serve you.

Will you share this information with outside parties?

We will not sell non-anonymous information or share it with any outside parties. The information may be shared internally across our various service teams, but this sharing is limited to internal use only with the specific intention of positioning our teams to provide optimal service(s) to you.

Do you collect sensitive personal data?

We do not generally seek to collect sensitive personal data through this site. If we do seek to collect such data, we will ask you to consent to our proposed uses of the data. We may also collect some sensitive personal data incidentally. By providing us with unsolicited sensitive personal data, you consent to our using the data subject to applicable law.

Information security

While we take steps to maintain the security of, you should understand that the open nature of the Internet is such that data may flow over networks without security measures and may be accessed and used by people other than those for whom the data is intended.

Dauble Worthington Equity Portfolios. is interested in maintaining your privacy and creating a valuable resource for you to use. If you have any questions or concerns, please contact us for assistance.